1.Name and nature of the underlying security (if preferred shares, the terms
and conditions of issuance shall also be indicated, e.g., dividend yield):
14 PE fund interests held by GM, including Tenaya Capital V, L.P.
2.Date of occurrence of the event:2021/10/22
3.No., unit price, and monetary amount of the transaction:
Share Amount and unit price: Not Applicable
Total Monetary Amount: Approximately US$85,962,774
4.Counterparty to the trade and its relationship to the company (if the
trading counterparty is a natural person and not a related party of the
company, its name is not required to be disclosed):
Counterparty to the trade: PAAF VII Holding Vehicle, L.P.
and an affiliate of Blackstone Strategic Partners.
Counterparty’s relationship with the Company: not related
party disclosed in financial statements
5.Where the counterparty to the trade is a related party, an announcement
shall also be made of the reason for choosing the related party as trading
counterparty and the identity of the previous owner, including its
relationship with the company and the trading counterparty, the price of the
ownership transfer, and date of transfer:Not Applicable.
6.Where the owner of the underlying securities within the past five years
has been a related party of the company, an announcement shall also include
the dates and prices of acquisition and disposal by the related party and
its relationship with the company at the time:Not Applicable.
7.Matters related to the creditor’s rights currently being disposed of
(including type of collateral of the disposed creditor’s rights; if the
creditor’s rights are creditor’s rights over a related party, the name of
the related party and the book amount of such creditor’s rights currently
being disposed of must also be announced):Not Applicable.
8.Profit (or loss) from the disposal (not applicable in cases of acquisition
of securities) (where originally deferred, the status or recognition shall
be stated and explained):Potential Loss: Approximately US$15,437,473.
9.Terms of delivery or payment (including payment period and monetary
amount), restrictive covenants in the contract, and other important
stipulations:Per Agreement
10.The manner in which the current transaction was decided, the reference
basis for the decision on price, and the decision-making unit:
Per fund’s NAV, pricing report of secondary market and agreement
between buyers and sellers.
11.Net worth per share of company of the underlying securities acquired or
disposed of:Not applicable
12.The discrepancy between the reference price of private placement company
and the transaction amount per share is 20 percent or more:
Not applicable.
13.Current cumulative no., amount, and shareholding ratio of the securities
being traded (including the current transaction) as of the date of
occurrence and status of any restriction of rights (e.g.,pledges):
Number of shares held: It is not applicable to partnership interests;
Monetary amount: US$0;
Shareholding percentage: 0%;
Status of any restriction of right: Not applicable
14.Privately placed securities (including the current transaction) as a
percentage of total assets of the company and shareholder’s equity of the
parent company on the latest financial statements, and the operating capital
on the latest financial statements as of the date of occurrence:
To the total assets：0.7%;
To the equity attributable to owners of the parent：0.86%;
Working Capital: Not applicable
15.Broker and broker's fee:Not Applicable
16.Concrete purpose or use of the acquisition or disposition:
To meet the Group’s strategy
17.Whether the directors expressed any objection to the present transaction:
No
18.Whether the trading counterparty is a related party:No
19.Date of approval by board of directors:
Not Applicable.
20.Recognition date by supervisors or approval date by audit committee:
Not Applicable.
21.Whether the CPA issued an opinion on the unreasonableness of the current
transaction:No
22.Name of the CPA firm:PricewaterhouseCoopers Taiwan(PwC)
23.Name of the CPA:Hsiao-Fen Huang
24.License no.of the CPA:FSC number 5380
25.Any other matters that need to be specified:
(1) the NAV per share or price per share is not applicable to
partnership interests; (2) The exchange rate is applied as of Oct. 20 2021,
which was USD 1 against NTD27.911; (3) This disposal shall be subject
to the approval of CDF board.