Time of announcement 17:51:44
Date of events 2014/11/04
To which item it meets article 2 paragraph 20
Statement
1.Name and nature of the subject matter (if preferred shares, the terms and conditions of issuance shall also be indicated, e.g.dividend yield):
The first tranche of the 2014 unsecured corporate bonds in Chinese Yuan, issued by KGI Securities.
2.Date of occurrence of the event:2014/11/04
3.Volume, unit price, and total monetary amount of the transaction:
(1)Volume: 100 units
(2) unit price: CNH 1,000,000 par value
(3) total monetary amount: CNH 100,000,000
NTD 495,860,000 (rate: 4.9586)
4.Counterpart to the trade and its relationship to the Company (if the trading counterpart is a natural person and furthermore is not an actual related party of the Company, the name of the trading counterpart is not required to be disclosed):
(1) Counterpart to the trade: Bank of Taiwan.
(2) Relationship to the Company: Director of CDF
5.Where the counterpart to the trade is an actual related party, a public announcement shall also be made of the reason for choosing the related party as trading counterpart and the identity of the previous owner (including its relationship with the company and the trading counterpart), price of transfer, and date of acquisition:
The related party as trading counterpart: A long-term customer, the identity of the previous owner (including its relationship with the company and the trading counterpart), price of transfer, and date of acquisition: NA
6.Where a person who owned the property within the past five years has been an actual related person of the company, a public announcement shall also include the dates and prices of acquisition and disposal by the related person and the person’s relationship to the company at those times:NA
7.Matters related to the creditor's rights currently being disposed of (including types of collateral of the disposed creditor's rights; if the creditor's rights are creditor's rights toward a related person, the name of the related person and the book amount of the creditor's rights toward such related person currently being disposed of must also be announced):NA
8.Anticipated profit or loss from the disposal (not applicable in cases of acquisition of securities) (where originally deferred, the status or recognition shall be stated and explained):NA
9.Terms of delivery or payment (including payment period and monetary amount), restrictive covenants in the contract, and other important stipulations:
Payment by remittance on issue date
10.The manner in which the current transaction was decided, the reference basis for the decision on price, and the decision-making department:
(1)the manner in which the current transaction was decided: by negotiation
(2)the reference basis for the decision on price: outcome of negotiation
(3)the decision-making department: Board of directors
11.Current cumulative volume, amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction of rights (e.g.pledges):
(1)volume: 100 units
(2)amount: CNH 100,000,000
NTD 495,860,000 (rate:4.9586)
(3)shareholding percentage of holdings of the security being traded: NA
(4)status of any restriction of rights: None
12.Current ratio of long or short term securities investment (including the current trade) to the total assets and shareholder's equity as shown in the most recent financial statement and the operating capital as shown in the most recent financial statement:
(1)to the total assets: 45.10 %
(2)to the shareholder's equity: 125.00 %
(3)the operating capital as shown in the most recent financial
statement: NTD 32,794,406,089
13.Broker and broker's fee:NA
14.Concrete purpose or use of the acquisition or disposition: regular business and service
15.Net worth per share of company underlying securities acquired or disposed of:NA
16.Do the directors have any objection to the present transaction?:NO
17.Has the CPA issued an opinion on the unreasonableness of the price of the current transaction?:NO
18.Any other matters that need to be specified:None