CDF announced the disciplinary sanction associated with violation of Securities and Exchange Act

2015-12-15
Announcements

Date of announcement  2015/12/15
Time of announcement  18:42:52 
Date of events  2015/12/15 
To which item it meets paragraph 39 
Statement 
1.Date of occurrence of the event:2015/12/15
2.Circumstances of the violation:
CDF Repurchased its shares on the centralized securities
exchange market without prior reporting in writing to the
FSC, and is therefore in violation of Article 3 of
Regulations Governing Share Repurchase by Exchange-Listed
and OTC-Listed Companies, promulgated pursuant to the
Paragraph 3 of Article 28-2 of Securities and Exchange
Act.
3.Status of the disposition by said competent authority:
The responsible person of CDF was fined NT$ 240,000 for
Subparagraph 8 of Paragraph 1 of Article 178, and
Paragraph 1 of Article 179 of Securities and Exchange
Act.
4.Intended remedial measures:
CDF will deal with related matters based on the FSC's
instructions.
5.Effect on the Company’s business operations:None
6.Any other matters that need to be specified:
The sanction was received on Dec.15,2015.