Date of announcement 2016/08/26
Time of announcement 16:48:31

Date of events 2016/08/26
To which item it meets paragraph 21
Statement
1.Date of the shareholders' meeting resolution:2016/08/26
2.Name and title of the director with permission to engage in competitive
conduct:Tai, Hsing-Cheng/Independent Director
3.Items of competitive conduct in which the director is permitted to engage:
Engaged in business of other companies that are within
or similar to the business scope of KGI Securities.
4.Period of permission to engage in the competitive conduct:
Appointment term
5.Circumstances of the resolution (please describe the results of the voting
under Article 209 of the Company Act):Approved by the
board of directors without the attendance of the
interested director.
6.If the permitted competitive conduct is business of a mainland China area
enterprise, the name and title of the director (if it is not business of a
mainland China area enterprise, please enter ”not applicable” below):N/A
7.Company name of the mainland China area enterprise and the director's
position in the enterprise:N/A
8.Address of the mainland China area enterprise:N/A
9.Business items of the mainland China area enterprise:N/A
10.Degree of effect on the Company's finances and business:N/A
11.If the director has invested in the mainland China area enterprise, the
monetary amount of the director's investment and the director's
shareholding ratio:N/A
12.Any other matters that need to be specified:The BOD
is authorized to exercise the rights of the
shareholders' meeting pursuant to Article 15 of
the Financial Holding Company Act.