Date of announcement 2016/09/29
Time of announcement 18:11:36

Date of events 2016/09/29
To which item it meets paragraph 6
Statement
1.Date of occurrence of the change:2016/09/29
2.Appointment of or changed personnel (juristic-person director, juristic-person supervisor, independent director, natural-person director or natural-person supervisor):natural-person director
3.Title, name and resume of the replaced personnel:Kwan Lai On, Warren/KGI Capital Asia Limited
4.Title, name and resume of the new personnel:None
5.Type of the change (please enter: “resignation”, “discharge”, “tenure expired”, “death” or “new appointment” ):Resignation
6.Reason for the change:Resignation
7.Number of shares held by the new personnel at the time of appointment:N/A
8.Original term (from __________ to __________):N/A
9.Effective date of the new appointment:N/A
10.Rate of turnover of directors of the same term:1/7
11.Rate of turnover of supervisor of the same term:N/A
12.Rate of turnover of independent director of the same term:N/A
13.Change in one-third or more of directors (“Yes” or “No”):No
14.Any other matters that need to be specified:KGI Capital Asia Limited (”Company”) is registered in Hong Kong. The Articles of the Company do not stipulate a tenure for Directors.