Date of announcement 2016/11/08
Time of announcement 20:41:57

Date of events 2016/11/08
To which item it meets paragraph 24
Statement
1.Name and nature of the subject matter (if preferred shares,the terms and conditions of issuance shall also be indicated,e.g.dividend yield):
(1)Name: Trinitus Global Macro Fund (”Fund”)
(2)Nature: Private Fund
2.Date of occurrence of the event:2016/11/08
3.Volume, unit price, and total monetary amount of the transaction:
(1)Volume: 643,563 shares
(2)Unit price: Approximately USD 111
(3)Total monetary amount of the transaction: USD 71,719,437 (approximately TWD 2,263,752,309)
4.Counterpart to the trade and its relationship to the Company(if the trading counterpart is a natural person and furthermore is not an actual related party of the Company, the name of the trading counterpart is not required to be disclosed):
(1)Counterpart: Trinitus Asset Management Limited
(2)Relationship to the Company: KGI Limited owns 40% of Trinitus Asset Management Limited shares.
5.Where the counterpart to the trade is an actual related party,a public announcement shall also be made of the reason for choosing the related party as trading counterpart and the identity of the previous owner (including its relationship with the company and the trading counterpart), price of transfer, and date of acquisition:
(1) a public announcement shall also be made of the reason for choosing the related party as trading counterpart: Trinitus Asset Management Limited, a licensed corporation, is to be supervised under the SFC of Hong Kong, and its fund managers have extensive fund management experience and a good track record.
(2) the identity of the previous owner: N/A
(3) price of transfer, and date of acquisition: N/A
6.Where a person who owned the property within the past five years has been an actual related person of the company, a public announcement shall also include the dates and prices of acquisition and disposal by the related person and the person’s relationship to the company at those times:N/A
7.Matters related to the creditor's rights currently being disposed of (including types of collateral of the disposed creditor's rights;if the creditor's rights are creditor's rights toward a related person, the name of the related person and the book amount of the creditor's rights toward such related person currently being disposed of must also be announced):N/A
8.Anticipated profit or loss from the disposal (not applicable in cases of acquisition of securities) (where originally deferred, the status or recognition shall be stated and explained):USD 7,360,000
9.Terms of delivery or payment (including payment period and monetary amount), restrictive covenants in the contract, and other important stipulations:Based on the terms and conditions of Subscription Agreement.
10.The manner in which the current transaction was decided, the reference basis for the decision on price, and the decision-making department:
(1)The current transaction was decided, the reference basis for the decision on price: The redemption price is based on Net Asset Value (NAV) of Fund in
accordance with Subscription Agreement. NAV means the price per unit of Fund is calculated by Trinitus Asset Management Limited.
(2)The decision-making department: Shareholder's Meeting
11.Net worth per share of company underlying securities acquired or disposed of:N/A
12.The discrepancy between the reference price of private placement and the transaction amount per share is 20 percent or more of the transaction amount:N/A
13.Current cumulative volume, amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction of rights (e.g.pledges):
(1) Cumulative volume:0 shares
(2) Amount: USD 0
(3) Shareholding percentage: 0%
(4) Status of any restriction of rights: N/A
14.Current ratio of private placement of securities (including the current trade) to the total assets and shareholder's equity as shown in the most recent financial statement and the operating capital as shown in the most recent financial statement:
(1)Total assets ratio: 0%
(2)Shareholders’ equity ratio: 0%
(3)Operating capital: USD 61,716,853
15.Broker and broker's fee:N/A
16.Concrete purpose or use of the acquisition or disposition:Cash management.
17.Do the directors have any objection to the present transaction?:None
18.The trading counterparty is a related party:Yes.
19.Approval date by board of directors:2016/11/08
20.Recognition date by supervisors or submission date by audti committee:N/A
21.Has the CPA issued an opinion on the unreasonableness of the price of
the current transaction?:No.
22.Any other matters that need to be specified:
(1) US$/NT$ = 1:31.564 as announced by the Central Bank of the Republic of China (Taiwan) on November 2, 2016
(2) The subject matter shall be further approved by board of directors of KGI Securities Co. Ltd., and China Development Financial Holding Corporation (CDF).