Date of announcement 2016/11/25
Time of announcement 17:02:10

Date of events 2016/11/25
To which item it meets paragraph 21
Statement
1.Date of the shareholders' meeting resolution: 2016/11/25
2.Name and title of the director with permission to engage in competitive conduct: Ding, Shaw-Tzeng / Director
3.Items of competitive conduct in which the director is permitted to engage: Engaged in business of other companies that are within or similar to the business scope of KGI Securities.
4.Period of permission to engage in the competitive conduct: Appointment term
5.Circumstances of the resolution (please describe the results of the voting under Article 209 of the Company Act): Approved by the board of directors without the attendance of the interested director.
6.If the permitted competitive conduct is business of a mainland China area enterprise, the name and title of the director (if it is not business of a mainland China area enterprise, please enter ”not applicable” below): N/A
7.Company name of the mainland China area enterprise and the director's position in the enterprise: N/A
8.Address of the mainland China area enterprise: N/A
9.Business items of the mainland China area enterprise: N/A
10.Degree of effect on the Company's finances and business: N/A
11.If the director has invested in the mainland China area enterprise, the monetary amount of the director's investment and the director's shareholding ratio: N/A
12.Any other matters that need to be specified: The BOD is authorized to exercise the rights of the shareholders' meeting pursuant to Article 15 of the Financial Holding Company Act.