Date of announcement 2017/01/23
Time of announcement 18:54:32

Date of events 2017/01/23
To which item it meets paragraph 20
Statement
1.Name of the securities: National Bank of Canada USD197,000,000 Callable Zero Coupon Note due 23 January 2047
2.Trading date:2017/01/23
3.Trading volume, unit price, and total monetary amount of the transaction:
(1) Trading volume：68 units
(2) unit price：USD 250,000 per Denomination ( Trading Price: 100.00 )
(3) total monetary amount：USD 17,000,000
4.Gain (or loss) (not applicable in case of acquisition of securities): N/A
5.Relationship with the underlying company of the trade: None
6.Current cumulative volume, amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction of rights (e.g.pledges):
(1)volume: 68 units
(2)amount: USD 17,000,000
(3)shareholding percentage of holdings of the security being traded: N/A
(4)status of any restriction of rights: None
7.Current ratio of long or short term securities investment (including the current trade) to the total assets and shareholder's equity as shown in the most recent financial statement and the operational capital as shown in the most recent financial statement:
(1)to the total assets: 32.14%
(2)to the shareholder's equity: 298.14%
(3)the operating capital as shown in the most recent financial statement: N/A
8.Concrete purpose/objective of the acquisition or disposal: Bond investment
9.Do the directors have any objections to the present transaction?: No
10.Any other matters that need to be specified: Equivalent to NT Dollars of this announcement was at 2017/1/20 USD/NTD exchange rates 31.533.