Date of announcement  2019/06/05
Time of announcement  17:00:11
 
Date of events   2019/06/05 
To which item it meets paragraph 2
Statement 
1.Parties to the legal matter:
Huang Yao-Nan (”Huang”) vs. KGI Securities Co. Ltd (”KGI”) and Yang Kuan-Yao (”Yang”).
2.Name of the court or disposing agency:Taiwan High Court
3.Reference/case numbers of relevant documents:No. 107 Chong-Shang-Geng 6-Zi 37
4.Date of occurrence of the event:2019/06/05
5.Background and circumstances of the matter (including the property/subject matter under dispute):
With respect to the civil lawsuit filed by Huang against KGI and Yang in regard to the return of Jen-Shin Securities Co., Ltd shares, KGI has received judgment from the Taiwan High Court, viz. that KGI shall
pay Huang NT$90,378,975 simultaneously while Huang transfers KGI his rights to claim for the return of possession and tort liability against Yang arising from losing possession of shares of Jen-Shin Securities Co., Ltd.
6.Course and progression of handling of the matter:The case is handled by external legal counsel engaged by KGI.
7.Effect on company finances and business and estimated monetary amount of the effect:No impact on KGI's finances or business.
8.Countermeasures and status of amelioration:KGI will discuss with external legal counsel to weigh an appeal to the Supreme Court to protect the rights and interests of KGI.
9.Any other matters that need to be specified:None.