Date of announcement  2019/07/26
Time of announcement  18:43:48
 
Date of events   2019/07/26 
To which item it meets paragraph 21
Statement 
1.Date of the shareholders' meeting resolution:2019/07/26
2.Name and title of the director with permission to engage in competitive conduct:
Hsu, Daw-Yi/Chairman
Lee Howe Yong/Director
Ju, Fu-Chen/Director
Mai, I-Yung /Director
Tai, Hsing-Cheng/Independent Director
Wang, Wen-Yeu/Independent Director
Chia, Kai-Chieh/Independent Director
3.Items of competitive conduct in which the director is permitted to engage:
Engaged in business of other companies that are within or similar to the business scope of KGI Securities.
4.Period of permission to engage in the competitive conduct:Appointment term
5.Circumstances of the resolution (please describe the results of the voting under Article 209 of the Company Act):
Approved by the board of directors without the attendance of the interested director.
6.If the permitted competitive conduct is business of a mainland China area enterprise, the name and title of the director (if it is not business of a mainland China area enterprise, please enter ”not applicable” below):
Hsu, Daw-Yi/ Chairman
7.Company name of the mainland China area enterprise and the director's position in the enterprise:
Hsu, Daw-Yi/ Director of CPEC Huachuang Private Equity Fund (Kunshan) Co. Ltd.
8.Address of the mainland China area enterprise: CPEC Huachuang Private Equity Fund (Kunshan) Co. Ltd./Room 1201, No. 1228, Qianjin East Road, Kunshan City, Jiangsu
9.Business items of the mainland China area enterprise: Trustee management for non-securities investment and relevant equity investment advisory services.
10.Degree of effect on the Company's finances and business:None.
11.If the director has invested in the mainland China area enterprise, the monetary amount of the director's investment and the director's shareholding ratio:None.
12.Any other matters that need to be specified: The BOD is authorized to exercise the rights of the shareholders' meeting pursuant to Article 15 of the Financial Holding Company Act.