Date of announcement 2020/02/24
Time of announcement 17:45:08
Date of events 2020/02/24
To which item it meets paragraph 20
Statement
1.Name and nature of the subject matter (if preferred shares,
the terms and conditions of issuance shall also be indicated,
e.g.dividend yield):KGI Bank’s Series 109-2 unsecured
Senior Debentures
2.Date of occurrence of the event:2020/02/24
3.Volume, unit price, and total monetary amount of the transaction:
(1)Volume: 50 units
(2) Unit price: NT$10,000,000 par value
(3) Total monetary amount: NT$500,000,000
4.Counterparty to the trade and its relationship to the Company
(if the trading counterpart is a natural person and furthermore
is not an actual related party of the Company, the name of the
trading counterpart is not required to be disclosed):
(1) Counterpart to the trade: KGI Bank.
(2) Relationship to the Company: A related party of the
Company based on the International Accounting Standards
and as defined by Article 45 of the Financial Holding
Company Act
5.Where the counterpart to the trade is an actual related party,
a public announcement shall also be made of the reason for choosing
the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the
trading counterpart), price of transfer, and date of acquisition:
(1)The related party as trading counterpart:
A long-term client
(2)The identity of the previous owner (including its
relationship with the company and the trading counterpart),
the price of transfer, and the date of the acquisition: NA
6.Where a person who owned the property within the past five years
has been an actual related person of the company, a public
announcement shall also include the dates and prices of
acquisition and disposal by the related person and the
person’s relationship to the company at those times:
NA
7.Matters related to the creditor's rights currently being disposed
of (including types of collateral of the disposed creditor's rights;
if the creditor's rights are creditor's rights toward a related
person, the name of the related person and the book amount of the
creditor's rights toward such related person currently being
disposed of must also be announced):NA
8.Anticipated profit or loss from the disposal (not applicable in
cases of acquisition of securities) (where originally deferred, the
status or recognition shall be stated and explained):NA
9.Terms of delivery or payment (including payment period and
monetary amount), restrictive covenants in the contract, and
other important stipulations:
Payment by remittance on settlement date
10.The manner in which the current transaction was decided, the
reference basis for the decision on price, and the decision-making
department:
(1)The manner in which the current
transaction was decided: By negotiation
(2)The reference basis for the decision
on price: Outcome of negotiation
(3)The decision-making department: Board of directors
11.Net worth per share of the underlying securities acquired
or disposed of:NA
12.Current cumulative volume, amount, and shareholding percentage
of holdings of the security being traded (including the current
trade) and status of any restriction of rights (e.g.pledges):
(1)Volume: 0 units (Liquidate within intraday)
(2)Amount: NT$0
(3)Shareholding percentage of holdings of the security
being traded: NA
(4)Status of any restriction of rights: None
13.Current ratio of long or short term securities investment
(including the current trade) to the total assets and shareholder's
equity as shown in the most recent financial statement and the
operating capital as shown in the most recent financial statement:
(1)To the total assets: 45.69%
(2)To the shareholder's equity: 147.71%
(3)Operating capital as shown in the most recent
financial statement: NT$18,252,715,161
14.Broker and broker's fee:None
15.Concrete purpose or use of the acquisition or disposal:
Regular business and service
16.Do the directors have any objection to the present transaction?:
None
17.Is it a related party transaction?:Yes
18.Date of the board of directors’resolution:2020/01/17
19.Date of the recognition of the supervisors
or the board of independent directors’resolution:NA
20.Has the CPA issued an opinion on the unreasonableness of the price
of the current transaction?:NA
21.Name of the CPA firm:NA
22.Name of the certifying CPA:NA
23.The practice certificate number of the CPA:NA
24.Is it related to new business model?:No
25.Explanation of new business model:NA
26.Transactions with the counterparty for the past one year
and the next year:NA
27.Source of funds:Working capital
28.Any other matters that need to be specified:None
CDF, on behalf of KGI SECURITIES, announces the purchase of Series 109-2 unsecured Senior Debentures issued by KGI Bank
2020-02-24
Announcements