Date of announcement  2020/09/22
Time of announcement  19:09:57
Date of events   2020/09/22 
To which item it meets paragraph 23

Statement

1.Date of occurrence of the event:2020/09/22
2.Funding recipient name, relationship with lender, lending limit
(thousand NTD), starting outstanding balance (thousand NTD), new loan
(thousand NTD), is it part of a scheduled allocation or revolving limit for
the same recipient that the chairman is authorized by the board of directors
to allocate, outstanding balance (thousand NTD) up to the date of
occurrence, reason for new loan (thousand NTD):
(1) Funding recipient name : KGI Limited
(2) Relationship with lender: KGI Asia Limited and KGI Limited are the
foreign invested companies of which KGI Securities Co. Ltd. holds indirectly
more than 50 percent of the issued voting shares.
(3) Lending limit (thousand NTD): 9,214,316
(4) Starting outstanding balance (thousand NTD): 0
(5) New loan (thousand NTD): 2,653,740
(6) Is it part of a scheduled allocation or revolving limit for the same
recipient that the chairman is authorized by the board of directors to
allocate : Yes
(7)Outstanding balance (thousand NTD) up to the date of occurrence:2,653,740
(8)Reason for new loan (thousand NTD): Working capital
3.For collaterals provided by the loan recipient, the content and the value
(thousand NTD):N/A
4.For the latest financial reports of the loan recipient, the capital
(thousand NTD) and the cumulative gains/losses(thousand NTD):
(1) Capital (thousand NTD): 9,091,747
(2) Cumulative gains/losses (thousand NTD): 1,888,668
5.Method of calculation of interest: Mutual agreement
6.For repayment, the condition and the date:By agreement
7.The amount of monetary loans extended to others as of the date of
occurrence (thousand NTD):13,062,298
8.The total amount of monetary loans extended to others as a percentage of
the public company’s net worth on the latest financial statements as of the
date of occurrence:20.63%
9.Sources of funds for the company to extend monetary loans to others:
Financial institutions
10.Any other matters that need to be specified:
US$ to NT$ exchange rate is:1:29.486 as of 14 September, 2020