Date of announcement 2021/04/23

Time of announcement 14:12:24

Date of events 2021/04/23

To which item it meets paragraph 11

Statement

1.Date of the board of directors resolution:2021/04/23

2.Name [issue no.__ of (secured, unsecured) corporate bonds of___________ (company)]:Issue of unsecured corporate bonds of KGI Securities Co. Ltd. in 2021 and 2022.

3.Total amount issued:Total amount will not exceed NT$10 billion, including senior unsecured corporate bonds and subordinated unsecured corporate bonds. The president is authorized to issue the bonds in one or several tranches, depending on market conditions.

4.Face value per bond:To be determined by the president

5.Issue price: To be determined by the president

6.Issuance period:Not exceeding 20 years, to be determined by the president, depending on market conditions.

7.Coupon rate:To be determined by the president, depending on market conditions

8.Types, names, monetary values and stipulations of collaterals: NA

9.Use of the funds raised by the offering and utilization plan:To replenish working capital, repay the outstanding debt and strengthen capital structure.

10.Underwriting method:Public offering by underwriters

11.Trustees of the corporate bonds:To be determined by the president

12.Underwriter or agent:To be determined by the president

13.Guarantor(s) for the issuance:NA

14.Agent for payment of the principal and interest:To be determined by the president

15.Certifying institution:NA

16.Where convertible into shares, the rules for conversion:NA

17.Sell-back conditions:NA

18.Buyback conditions:NA

19.Reference date for any additional share exchange, stock swap, or subscription:NA

20.Possible dilution of equity in case of any additional share exchange, stock swap, or subscription:NA

21.Any other matters that need to be specified:After obtaining approval from the competent authorities, the bonds will be listed on the TPEx.