Date of announcement 2022/02/18
Time of announcement 17:45:34
Date of events 2022/02/18
To which item it meets paragraph 51

Statement
1. Date of occurrence of the event:2022/02/18
2. Company name: KGI Securities Co. Ltd.
3. Relationship to the Company (please enter ”head office” or
”subsidiaries”): Subsidiaries.
4. Reciprocal shareholding ratios:100%
5. Cause of occurrence:
I. Pursuant to Article 281 herein to which Article 73 of the Company Act
applies mutatis mutandis, KGI Securities Co. Ltd. hereby makes capital
reduction announcement to its creditors. The Company’s capital will decrease
NT$14,208,611,810 (Include publicly offered common stock NT$13,490,273,680
and privately offered common stock NT$718,338,130) with a reduction ratio of
43.06%. The paid-in capital after the capital reduction will be
NT$18,787,366,290.
II. If any creditors of KGI Securities Co. Ltd. object to this capital
reduction, please submit your objection in writing within 31 days after the
next day of this announcement. Creditors who fail to reply within the
mentioned period should be deemed to have no objections.
6. Countermeasures: Announcement was made to creditors of KGI Securities Co. Ltd.
7. Any other matters that need to be specified: Pursuant to Article 15,
paragraph 1 of the Financial Holding Company Act, the rights and functions
of the shareholders' meeting are to be exercised by the board of directors
held on Feb. 18, 2022.