Date of announcement 2022/05/17
Time of announcement 16:48:24

Date of events 2022/05/17
To which item it meets paragraph 6
Statement
1.Date of occurrence of the change:2022/05/17
2.Elected or changed position (Please enter institutional director,
institutional supervisor, independent director, natural-person director or
natural-person supervisor):Natural-person director.
3.Title and name of the previous position holder:
Chu Kuan Hsun/ KGI Asia Limited, Director.
4.Resume of the previous position holder:KGI Asia Limited, Director.
5.Title and name of the new position holder:
Lau Hung Chuen/KGI Asia Limited, Director.
Tai Yiu Kuen Kevin/ KGI Asia Limited, Director.
6.Resume of the new position holder:
Lau Hung Chuen/ KGI Asia Limited, Head of Private Client Service.
Tai Yiu Kuen Kevin/ KGI Asia Limited, Head of Investment Services and
Wealth Management.
7.Circumstances of change (Please enter “resignation”, “dismissal”,
“term expired”, “death” or “new appointment”):New appointment.
8.Reason for the change:New appointment.
9.Number of shares held by the new position holder when elected: N/A
10.Original term (from __________ to __________): N/A
11.Effective date of the new appointment: N/A
12.Turnover rate of directors of the same term: 2/7
13.Turnover rate of independent directors of the same term: N/A
14.Turnover rate of supervisors of the same term:N/A
15.Change in one-third or more of directors (Please enter “Yes” or
“No”):No.
16.Any other matters that need to be specified:
The Company is incorporated in Hong Kong. The Articles of Association
of the Company do not stipulate tenure for directors.