Date of announcement 2022/12/07
Time of announcement 16:18:27
Date of events 2022/12/07
To which item it meets paragraph 2

1.Parties to the legal matter:
Huang Yao-Nan (”Huang”) v. KGI Securities Co. Ltd. (”KGI Securities”)
and Yang Kuan-Yao (”Yang”).
2.Name of the court or punishing agency of the legal matter:
Taiwan High Court
3.Reference/Case number of relevant documents of the legal matter:
No. 109 Chong-Shang-Geng 7-Zi 209.
4.Date of occurrence of the event:2022/12/07
5.Details of occurrence (including the matter under dispute):
With respect to the civil lawsuit filed by Huang against KGI Securities
and Yang in relation to the return of the shares of Jen-Shin Securities
Co., Ltd., KGI Securities has received judgment from the Taiwan High
Court, whereby Huang's action and motion for provisional execution are
dismissed.
6.Handling procedure:
The case is handled by external legal counsel engaged by KGI Securities.
7.Impact on the Company’s finance and business and projected amount:
No impact on KGI Securities' finances or business.
8.Countermeasures and improvement status:
If Huang further files an appeal against the judgment, KGI Securities
will engage legal counsel to handle subsequent proceedings at the
Supreme Court.
9.Any other matters that need to be specified:None.