Date of announcement 2023/04/21
Time of announcement 16:23:03
Date of events 2023/04/21
To which item it meets paragraph 51

1.Date of occurrence of the event:2023/04/21
2.Company name:KGI Securities Co. Ltd.
3.Relationship to the Company (please enter ”head office” or
”subsidiaries”):Subsidiaries.
4.Reciprocal shareholding ratios:100%
5.Cause of occurrence:
I. Pursuant to Article 281 herein to which Article 73 of the Company Act
applies mutatis mutandis, KGI Securities Co. Ltd. hereby makes capital
reduction announcement to its creditors. The Company’s capital will
decrease NT$612,580,850 (Include publicly offered common stock
NT$581,610,890 and privately offered common stock NT$30,969,960) with a
reduction ratio of 3.26%. The paid-in capital after the capital reduction
will be NT$18,174,785,440.
II. If any creditors of KGI Securities Co. Ltd. object to this capital
reduction, please submit your objection in writing within 31 days after
the next day of this announcement. Creditors who fail to reply within the
mentioned period should be deemed to have no objections.
6.Countermeasures: Announcement was made to creditors of
KGI Securities Co. Ltd.
7.Any other matters that need to be specified (the information disclosure
also meets the requirements of Article 7, subparagraph 9 of the Securities
and Exchange Act Enforcement Rules, which brings forth a significant impact
on shareholders rights or the price of the securities on public companies.):
Pursuant to Article 15, paragraph 1 of the Financial Holding Company Act,
the rights and functions of the shareholders' meeting are to be exercised
by the board of directors held on April 21, 2023.